DO NOT CALL REGISTER NC HOW TO

If you want to stop sales calls from that firm, tell the caller to put your name and telephone number on the firm’s “do not call” list. Every securities firm must keep a “do not call” list.

Put you on their “Do Not Call” list, if you ask.

Telemarketers may not block their numbers.Īdditional Responsibilities of Cold Callers - Cold callers must also: The Federal Communications Commission requires telemarketers to transmit Caller ID information.

The purpose of the call - for example, to sell you an investment or investment-related servicesĬaller ID Tip: If you have Caller ID activated on your phone, you should be able to tell when a telemarketer is calling.

Their firm’s address or telephone number.

Cold callers may call you at work at any time.Ĭold Callers Must Say Who’s Calling and Why - Cold callers must promptly tell you: These time restrictions for calls at home apply unless you have an established business relationship with the firm or you gave the firm express written permission to call you at other times. You’ll need to know the date of the call and the company’s name or phone number to file a complaint.Ĭold Callers May Call You at Home Only Between 8:00 a.m. Tip: If your number has been on the Registry for 31 days and you receive a cold call from an entity that doesn’t meet any of the exceptions to the cold calling rules, you can file a complaint at or by calling toll-free 1-88. When telemarketers, including people from the securities industry, call to sell you something, they must follow these important rules:Ĭold Callers Must Check the “National Do Not Call Registry” - With very few exceptions, federal law requires all telemarketers, including securities firms, to search the National Do Not Call Registry every 31 days to avoid calling any numbers that are on the Registry.

If the caller is a family member, friend, or acquaintance, they also may still call you.

Companies you have provided express written permission to make telephone contact.

A securities representative may also call you for up to three months after you’ve contacted the firm to ask about a product or service. Under FINRA rules, an established business relationship includes making a financial transaction or having a security position, money balance or account activity with the firm within the past 18 months.

Companies with whom you have an established business relationship.

Political organizations, charities, and telephone surveyors.

Over the telephone by calling toll-free 1-88 from the number you wish to register.įor more information on the Do Not Call Registry, see the FTC’s website.īe aware that putting your home phone or cell phone numbers on the National Do Not Call Registry will not stop all telemarketing calls.

If you do not click on this link within 72 hours, your phone number will not be registered. Shortly after you sign up, you will receive an email confirmation from that contains a link you must click to complete the process.

Online at, as long as you have a working email address.

Adding your home or cell phone number to the Registry is easy - and absolutely free. The National Do Not Call Registry was jointly established by the Federal Trade Commission and the Federal Communications Commission to give Americans a way to avoid getting telemarketing calls at home. Use the “National Do Not Call Registry” to Reduce Unwanted Cold Calls

DO NOT CALL REGISTER NC HOW TO

This Alert tells you how to stop cold calls, what your legal rights are, which red flags to avoid, and how to evaluate any investment opportunity that comes your way over the telephone. Whether the calls are annoying, abusive, or downright crooked, you can stop cold callers.

You may be pressured to buy a bad investment. But sometimes serious trouble and financial losses await you at the other end of the line.

It’s known as “cold calling.” For many businesses, including securities firms, cold calling serves as a legitimate way to reach potential customers. The telephone rings as you’re sitting down to dinner or putting the kids to bed.

Do not call register nc